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Supplementary Appendix
Supplementary appendix This appendix formed part of the original submission and has been peer reviewed. We post it as supplied by the authors. Supplement to: Shattock AJ, Johnson HC, Sim SY, et al. Contribution of vaccination to improved survival and health: modelling 50 years of the Expanded Programme on Immunization. Lancet 2024; published online May 2. https://doi.org/10.1016/S0140 6736(24)00850-X. 1 Supplementary Information Contents Supplementary results................................................................................................................................ 2 Historical impact by WHO region and income status ........................................................................ 6 Contribution of vaccination to decrease in infant mortality by region ............................................. 8 Temporal impact by disease ................................................................................................................. 9 Supplementary methods .......................................................................................................................... 11 Categorization of vaccine impact estimation .................................................................................... 11 Vaccination coverage assumptions........................................................................................................ 14 Concept of disease-vaccine-activity ................................................................................................... 14 Definition of a ‘Fully Vaccinated Person’ ........................................................................................... 16 Vaccination coverage estimates ......................................................................................................... 18 Relationship between routine and supplementary coverage ......................................................... 19 Coverage assumptions over the period 1974-1979 ........................................................................ 19 Switch between whole-cell and acellular pertussis vaccines ......................................................... 20 Transmission models (forms 1 and 2) ................................................................................................... 21 Static models (form 3) .............................................................................................................................. 24 Effective vaccine coverage .................................................................................................................. 24 Maternal immunity assumptions ......................................................................................................... 26 Model formulation.................................................................................................................................. 27 Extension of model estimates ................................................................................................................. 33 Geographical imputation ...................................................................................................................... 33 Non-linear impact functions and temporal extrapolation ................................................................ 38 Uncertainty of estimates .......................................................................................................................... 42 Accounting for potential double counting .............................................................................................. 43 Code library and reproducibility .............................................................................................................. 44 Supplementary References ..................................................................................................................... 45 2 Supplementary results The following results complement those presented and discussed in the main manuscript. All results and figures can be reproduced by running the code associated with this analysis. See the code library and reproducibility section for details. Table S1 provides a complete disease breakdown of the results presented in Figure 1 of the main manuscript, including uncertainty bounds, which represent 95% credible intervals generated from 100 samples of Monte Carlo Markov Chain posteriors from impact function fits. See also the uncertainty of estimates section. Figure S1 presents the results shown in Figure 1 of the main manuscripts disaggregated by WHO region. Figure S2 shows the equivalent disaggregated by World Bank income status. Note that for consistency of results, we selected the World Bank classification in 2024 for this figure. Table S1 Total 1974-2024 deaths averted and years of full health gained by disease, globally and by region. All values rounded to the nearest thousand. Pathogen Total deaths averted 1974-2024 Total YFH gained 1974-2024 All ages Under 5s All ages Under 5s Global Diphtheria 353,000 [325,000 - 375,000] 319,000 [294,000 - 339,000] 24,713,000 [23,615,000 - 25,634,000] 22,345,000 [21,356,000 - 23,175,000] Haemophilus influenzae type B 2,858,000 [2,811,000 - 2,892,000] 2,858,000 [2,811,000 - 2,892,000] 180,582,000 [177,932,000 - 181,781,000] 180,582,000 [177,932,000 - 181,781,000] Hepatitis B 461,000 [444,000 - 479,000] 360,000 [346,000 - 374,000] 58,955,000 [57,246,000 - 60,746,000] 45,886,000 [44,555,000 - 47,280,000] Japanese encephalitis 30,000 [29,000 - 31,000] 21,000 [20,000 - 21,000] 3,099,000 [2,984,000 - 3,166,000] 2,134,000 [2,055,000 - 2,180,000] Measles 93,712,000 [90,477,000 - 96,901,000] 92,240,000 [89,055,000 - 95,378,000] 5,754,556,000 [5,548,055,000 - 5,959,209,000] 5,664,118,000 [5,460,863,000 - 5,865,555,000] Neisseria meningitidis A 2,000 [2,000 - 3,000] 1,000 [1,000 - 1,000] 193,000 [177,000 - 203,000] 104,000 [96,000 - 110,000] Pertussis 13,155,000 [12,587,000 - 13,586,000] 11,638,000 [11,163,000 - 11,998,000] 1,042,361,000 [984,322,000 - 1,086,420,000] 918,646,000 [868,741,000 - 956,544,000] Poliomyelitis 1,570,000 [1,570,000 - 1,570,000] 888,000 [888,000 - 888,000] 755,344,000 [755,344,000 - 755,344,000] 427,160,000 [427,160,000 - 427,160,000] Rotavirus 395,000 [388,000 - 402,000] 395,000 [388,000 - 402,000] 22,352,000 [21,926,000 - 22,655,000] 22,352,000 [21,926,000 - 22,655,000] Rubella 285,000 [258,000 - 307,000] 0 [0 - 0] 21,265,000 [19,212,000 - 23,117,000] 0 [0 - 0] Streptococcus pneumoniae 1,623,000 [1,600,000 - 1,638,000] 1,623,000 [1,600,000 - 1,638,000] 101,749,000 [99,958,000 - 102,553,000] 101,749,000 [99,958,000 - 102,553,000] Tetanus 27,955,000 [26,991,000 - 28,745,000] 27,447,000 [26,502,000 - 28,221,000] 1,365,695,000 [1,298,894,000 - 1,414,916,000] 1,329,515,000 [1,264,519,000 - 1,377,271,000] Tuberculosis 10,902,000 [10,658,000 - 11,126,000] 7,688,000 [7,516,000 - 7,846,000] 844,309,000 [761,502,000 - 903,650,000] 595,373,000 [536,981,000 - 637,218,000] Yellow fever 557,000 [534,000 - 568,000] 305,000 [294,000 - 311,000] 31,135,000 [30,315,000 - 31,882,000] 18,002,000 [17,605,000 - 18,351,000] 3 TOTAL 153,858,000 [148,673,000 - 158,621,000] 145,782,000 [140,875,000 - 150,308,000] 10,206,307,000 [9,781,483,000 - 10,571,275,000] 9,327,967,000 [8,943,747,000 - 9,661,832,000] African region Diphtheria 210,000 [203,000 - 216,000] 190,000 [184,000 - 195,000] 16,017,000 [15,346,000 - 16,580,000] 14,501,000 [13,894,000 - 15,010,000] Haemophilus influenzae type B 1,536,000 [1,518,000 - 1,549,000] 1,536,000 [1,518,000 - 1,549,000] 95,557,000 [94,398,000 - 96,195,000] 95,557,000 [94,398,000 - 96,195,000] Hepatitis B 128,000 [125,000 - 130,000] 99,000 [97,000 - 101,000] 16,302,000 [15,935,000 - 16,577,000] 12,658,000 [12,373,000 - 12,872,000] Measles 28,660,000 [27,761,000 - 29,524,000] 28,210,000 [27,325,000 - 29,060,000] 1,510,601,000 [1,461,081,000 - 1,555,606,000] 1,486,860,000 [1,438,119,000 - 1,531,158,000] Neisseria meningitidis A 2,000 [2,000 - 3,000] 1,000 [1,000 - 1,000] 192,000 [177,000 - 203,000] 104,000 [96,000 - 110,000] Pertussis 4,191,000 [3,990,000 - 4,338,000] 3,805,000 [3,628,000 - 3,934,000] 342,809,000 [322,171,000 - 358,548,000] 310,648,000 [292,286,000 - 324,686,000] Poliomyelitis 151,000 [151,000 - 151,000] 86,000 [86,000 - 86,000] 73,993,000 [73,993,000 - 73,993,000] 41,844,000 [41,844,000 - 41,844,000] Rotavirus 228,000 [224,000 - 232,000] 228,000 [224,000 - 232,000] 12,838,000 [12,577,000 - 13,015,000] 12,838,000 [12,577,000 - 13,015,000] Rubella 45,000 [35,000 - 54,000] 0 [0 - 0] 3,806,000 [2,988,000 - 4,551,000] 0 [0 - 0] Streptococcus pneumoniae 1,028,000 [1,014,000 - 1,038,000] 1,028,000 [1,014,000 - 1,038,000] 65,288,000 [64,125,000 - 65,778,000] 65,288,000 [64,125,000 - 65,778,000] Tetanus 9,545,000 [9,161,000 - 9,875,000] 9,487,000 [9,106,000 - 9,816,000] 424,369,000 [401,079,000 - 438,574,000] 420,085,000 [396,995,000 - 434,108,000] Tuberculosis 6,568,000 [6,368,000 - 6,752,000] 4,631,000 [4,491,000 - 4,761,000] 519,116,000 [441,929,000 - 574,107,000] 366,060,000 [311,631,000 - 404,837,000] Yellow fever 549,000 [526,000 - 560,000] 300,000 [288,000 - 305,000] 30,832,000 [30,024,000 - 31,568,000] 17,809,000 [17,421,000 - 18,150,000] TOTAL 52,840,000 [51,078,000 - 54,420,000] 49,600,000 [47,961,000 - 51,077,000] 3,111,720,000 [2,935,824,000 - 3,245,295,000] 2,844,252,000 [2,695,759,000 - 2,957,764,000] Eastern Mediterranean region Diphtheria 31,000 [28,000 - 35,000] 28,000 [26,000 - 32,000] 2,012,000 [1,877,000 - 2,128,000] 1,820,000 [1,698,000 - 1,925,000] Haemophilus influenzae type B 433,000 [427,000 - 438,000] 433,000 [427,000 - 438,000] 28,987,000 [28,589,000 - 29,160,000] 28,987,000 [28,589,000 - 29,160,000] Hepatitis B 25,000 [23,000 - 28,000] 19,000 [18,000 - 21,000] 3,034,000 [2,923,000 - 3,122,000] 2,359,000 [2,273,000 - 2,428,000] Japanese encephalitis 0 [0 - 0] 0 [0 - 0] 7,000 [6,000 - 7,000] 5,000 [4,000 - 5,000] Measles 12,887,000 [12,474,000 - 13,324,000] 12,685,000 [12,278,000 - 13,115,000] 796,715,000 [771,696,000 - 823,346,000] 784,194,000 [759,568,000 - 810,407,000] Neisseria meningitidis A 0 [0 - 0] 0 [0 - 0] 1,000 [1,000 - 1,000] 0 [0 - 0] Pertussis 1,871,000 [1,789,000 - 1,934,000] 1,570,000 [1,508,000 - 1,616,000] 144,347,000 [135,812,000 - 151,292,000] 120,133,000 [113,410,000 - 125,673,000] Poliomyelitis 119,000 [119,000 - 119,000] 67,000 [67,000 - 67,000] 57,638,000 [57,638,000 - 57,638,000] 32,595,000 [32,595,000 - 32,595,000] Rotavirus 63,000 [62,000 - 64,000] 63,000 [62,000 - 64,000] 3,822,000 [3,760,000 - 3,861,000] 3,822,000 [3,760,000 - 3,861,000] Rubella 34,000 [30,000 - 37,000] 0 [0 - 0] 2,510,000 [2,240,000 - 2,762,000] 0 [0 - 0] 4 Streptococcus pneumoniae 288,000 [283,000 - 290,000] 288,000 [283,000 - 290,000] 19,111,000 [18,864,000 - 19,265,000] 19,111,000 [18,864,000 - 19,265,000] Tetanus 8,501,000 [8,252,000 - 8,691,000] 8,432,000 [8,187,000 - 8,619,000] 409,269,000 [387,780,000 - 427,873,000] 404,152,000 [382,873,000 - 422,578,000] Tuberculosis 822,000 [809,000 - 833,000] 580,000 [571,000 - 587,000] 61,605,000 [59,357,000 - 63,147,000] 43,441,000 [41,856,000 - 44,529,000] Yellow fever 1,000 [1,000 - 1,000] 0 [0 - 0] 28,000 [28,000 - 28,000] 3,000 [3,000 - 3,000] TOTAL 25,075,000 [24,296,000 - 25,793,000] 24,166,000 [23,426,000 - 24,850,000] 1,529,086,000 [1,470,570,000 - 1,583,631,000] 1,440,624,000 [1,385,494,000 - 1,492,431,000] European region Diphtheria 2,000 [2,000 - 2,000] 2,000 [2,000 - 2,000] 146,000 [138,000 - 153,000] 132,000 [125,000 - 138,000] Haemophilus influenzae type B 36,000 [36,000 - 37,000] 36,000 [36,000 - 37,000] 2,601,000 [2,578,000 - 2,622,000] 2,601,000 [2,578,000 - 2,622,000] Hepatitis B 24,000 [22,000 - 27,000] 19,000 [17,000 - 21,000] 1,212,000 [1,174,000 - 1,242,000] 956,000 [925,000 - 980,000] Measles 6,562,000 [6,251,000 - 6,855,000] 6,459,000 [6,152,000 - 6,747,000] 456,491,000 [435,741,000 - 477,387,000] 449,316,000 [428,893,000 - 469,885,000] Pertussis 231,000 [218,000 - 242,000] 198,000 [187,000 - 207,000] 16,765,000 [15,823,000 - 17,462,000] 14,082,000 [13,323,000 - 14,653,000] Poliomyelitis 244,000 [244,000 - 244,000] 138,000 [138,000 - 138,000] 116,329,000 [116,329,000 - 116,329,000] 65,786,000 [65,786,000 - 65,786,000] Rotavirus 6,000 [6,000 - 6,000] 6,000 [6,000 - 6,000] 249,000 [246,000 - 251,000] 249,000 [246,000 - 251,000] Rubella 14,000 [13,000 - 15,000] 0 [0 - 0] 1,070,000 [998,000 - 1,124,000] 0 [0 - 0] Streptococcus pneumoniae 31,000 [30,000 - 32,000] 31,000 [30,000 - 32,000] 905,000 [884,000 - 917,000] 905,000 [884,000 - 917,000] Tetanus 21,000 [16,000 - 25,000] 18,000 [14,000 - 21,000] 1,120,000 [924,000 - 1,280,000] 971,000 [801,000 - 1,109,000] Tuberculosis 108,000 [106,000 - 110,000] 76,000 [75,000 - 77,000] 7,967,000 [7,853,000 - 8,068,000] 5,618,000 [5,538,000 - 5,689,000] TOTAL 7,279,000 [6,944,000 - 7,594,000] 6,983,000 [6,657,000 - 7,289,000] 604,855,000 [582,688,000 - 626,836,000] 540,617,000 [519,099,000 - 562,031,000] Region of the Americas Diphtheria 7,000 [4,000 - 10,000] 6,000 [4,000 - 9,000] 237,000 [203,000 - 269,000] 207,000 [180,000 - 233,000] Haemophilus influenzae type B 181,000 [171,000 - 191,000] 181,000 [171,000 - 191,000] 4,858,000 [4,788,000 - 4,896,000] 4,858,000 [4,788,000 - 4,896,000] Hepatitis B 18,000 [17,000 - 20,000] 15,000 [14,000 - 16,000] 309,000 [287,000 - 329,000] 243,000 [226,000 - 259,000] Measles 14,894,000 [14,192,000 - 15,577,000] 14,660,000 [13,969,000 - 15,333,000] 1,018,337,000 [966,478,000 - 1,065,230,000] 1,002,333,000 [951,289,000 - 1,048,489,000] Pertussis 368,000 [338,000 - 389,000] 311,000 [286,000 - 327,000] 28,788,000 [26,497,000 - 30,731,000] 23,953,000 [22,109,000 - 25,550,000] Poliomyelitis 218,000 [218,000 - 218,000] 123,000 [123,000 - 123,000] 104,804,000 [104,804,000 - 104,804,000] 59,269,000 [59,269,000 - 59,269,000] Rotavirus 31,000 [31,000 - 31,000] 31,000 [31,000 - 31,000] 963,000 [953,000 - 969,000] 963,000 [953,000 - 969,000] Rubella 30,000 [28,000 - 31,000] 0 [0 - 0] 2,099,000 [1,968,000 - 2,192,000] 0 [0 - 0] 5 Streptococcus pneumoniae 69,000 [69,000 - 70,000] 69,000 [69,000 - 70,000] 2,326,000 [2,298,000 - 2,345,000] 2,326,000 [2,298,000 - 2,345,000] Tetanus 65,000 [60,000 - 70,000] 63,000 [59,000 - 68,000] 2,698,000 [2,573,000 - 2,802,000] 2,615,000 [2,496,000 - 2,714,000] Tuberculosis 231,000 [229,000 - 233,000] 163,000 [161,000 - 165,000] 14,239,000 [13,826,000 - 14,582,000] 10,040,000 [9,749,000 - 10,283,000] Yellow fever 8,000 [8,000 - 8,000] 5,000 [5,000 - 6,000] 275,000 [262,000 - 285,000] 190,000 [181,000 - 197,000] TOTAL 16,121,000 [15,363,000 - 16,849,000] 15,628,000 [14,891,000 - 16,338,000] 1,179,933,000 [1,124,937,000 - 1,229,436,000] 1,106,997,000 [1,053,538,000 - 1,155,203,000] South-East Asia region Diphtheria 81,000 [78,000 - 85,000] 73,000 [71,000 - 77,000] 5,430,000 [5,295,000 - 5,552,000] 4,900,000 [4,777,000 - 5,010,000] Haemophilus influenzae type B 601,000 [592,000 - 603,000] 601,000 [592,000 - 603,000] 43,365,000 [42,495,000 - 43,593,000] 43,365,000 [42,495,000 - 43,593,000] Hepatitis B 73,000 [70,000 - 75,000] 57,000 [55,000 - 58,000] 10,486,000 [10,184,000 - 10,721,000] 8,158,000 [7,923,000 - 8,341,000] Japanese encephalitis 20,000 [19,000 - 20,000] 14,000 [13,000 - 14,000] 2,151,000 [2,110,000 - 2,188,000] 1,481,000 [1,453,000 - 1,506,000] Measles 20,517,000 [19,996,000 - 21,083,000] 20,194,000 [19,682,000 - 20,752,000] 1,264,122,000 [1,228,062,000 - 1,299,750,000] 1,244,255,000 [1,208,762,000 - 1,279,324,000] Pertussis 4,428,000 [4,307,000 - 4,527,000] 3,910,000 [3,814,000 - 3,991,000] 366,568,000 [353,197,000 - 376,230,000] 323,138,000 [311,714,000 - 331,301,000] Poliomyelitis 347,000 [347,000 - 347,000] 196,000 [196,000 - 196,000] 168,577,000 [168,577,000 - 168,577,000] 95,333,000 [95,333,000 - 95,333,000] Rotavirus 62,000 [61,000 - 64,000] 62,000 [61,000 - 64,000] 4,150,000 [4,093,000 - 4,200,000] 4,150,000 [4,093,000 - 4,200,000] Rubella 112,000 [105,000 - 117,000] 0 [0 - 0] 8,410,000 [7,891,000 - 8,955,000] 0 [0 - 0] Streptococcus pneumoniae 137,000 [134,000 - 138,000] 137,000 [134,000 - 138,000] 10,091,000 [9,865,000 - 10,167,000] 10,091,000 [9,865,000 - 10,167,000] Tetanus 9,237,000 [8,939,000 - 9,485,000] 8,883,000 [8,595,000 - 9,121,000] 503,183,000 [482,237,000 - 518,767,000] 477,844,000 [458,221,000 - 492,382,000] Tuberculosis 2,416,000 [2,397,000 - 2,434,000] 1,704,000 [1,690,000 - 1,716,000] 189,866,000 [188,034,000 - 191,495,000] 133,886,000 [132,594,000 - 135,035,000] TOTAL 38,030,000 [37,047,000 - 38,979,000] 35,830,000 [34,904,000 - 36,730,000] 2,576,398,000 [2,502,041,000 - 2,640,195,000] 2,346,599,000 [2,277,231,000 - 2,406,191,000] Western Pacific region Diphtheria 21,000 [9,000 - 28,000] 19,000 [8,000 - 25,000] 871,000 [756,000 - 952,000] 785,000 [682,000 - 859,000] Haemophilus influenzae type B 71,000 [68,000 - 73,000] 71,000 [68,000 - 73,000] 5,213,000 [5,084,000 - 5,314,000] 5,213,000 [5,084,000 - 5,314,000] Hepatitis B 193,000 [187,000 - 199,000] 151,000 [146,000 - 155,000] 27,612,000 [26,744,000 - 28,754,000] 21,511,000 [20,834,000 - 22,400,000] Japanese encephalitis 10,000 [10,000 - 10,000] 7,000 [7,000 - 7,000] 942,000 [868,000 - 970,000] 648,000 [598,000 - 668,000] Measles 10,192,000 [9,803,000 - 10,537,000] 10,032,000 [9,649,000 - 10,372,000] 708,290,000 [684,998,000 - 737,889,000] 697,159,000 [674,233,000 - 726,293,000] Pertussis 2,066,000 [1,946,000 - 2,155,000] 1,845,000 [1,739,000 - 1,923,000] 143,084,000 [130,823,000 - 152,157,000] 126,693,000 [115,899,000 - 134,682,000] Poliomyelitis 491,000 [491,000 - 491,000] 278,000 [278,000 - 278,000] 234,002,000 [234,002,000 - 234,002,000] 132,332,000 [132,332,000 - 132,332,000] Rotavirus Rubella 5,000 [5,000 - 6,000] 50,000 [47,000 - 53,000] 5,000 [5,000 - 6,000] 0 [0 - 0] 331,000 [296,000 - 359,000] 331,000 [296,000 - 359,000] 3,370,000 [3,127,000 - 3,532,000] Streptococcus pneumoniae 70,000 [70,000 - 71,000] 70,000 [70,000 - 71,000] 0 [0 - 0] 4,029,000 [3,922,000 - 4,081,000] Tetanus 586,000 [563,000 - 600,000] 564,000 [542,000 - 576,000] 4,029,000 [3,922,000 - 4,081,000] 25,056,000 [24,301,000 - 25,621,000] Tuberculosis 757,000 [749,000 - 764,000] 534,000 [528,000 - 538,000] 23,849,000 [23,134,000 - 24,380,000] 51,517,000 [50,503,000 - 52,250,000] TOTAL 14,513,000 [13,945,000 - 14,987,000] 13,575,000 [13,037,000 - 14,024,000] 36,328,000 [35,613,000 - 36,845,000] 1,204,316,000 [1,165,424,000 - 1,245,882,000] Historical impact by WHO region and income status 1,048,878,000 [1,012,627,000 - 1,088,212,000] Figure S1 Deaths averted, years of life saved, years of full health gained due to vaccination by WHO region. 6 Figure S2 Deaths averted, years of life saved, years of full health gained due to vaccination by World Bank income status (as classified in 2024). 7 Contribution of vaccination to decrease in infant mortality by region Figure S3 presents regional results corresponding to Figure 2 from the main manuscript. That is, the absolute all-cause decrease in infant mortality between 1974 and 2024 (yellow bars), the relative all-cause decrease (orange bars), and – crucially – the estimated contribution of vaccination to the decrease in infant mortality over the past 50 years (green bars). They grey bars represent the global totals, as presented in Figure 2 in the main manuscript. Of particular note, we found that over 50% of the considerable 50-year decrease in infant mortality in the African region is directly attributable to vaccination. That is, in the African region, vaccination has been the majority driver in increased infant survival over the past 50 years. Figure S3 Absolute and relative decrease in infant mortality and contribution of vaccination to the decrease in infant mortality, by region, 1974 – 2024. Regional acronyms: AFR = African region, AMR = Region of the Americas, EMR = Eastern Mediterranean region, EUR = European region, SEAR = South-East Asia region, WPR = Western Pacific region. 8 Temporal impact by disease Figure S4 illustrates the annual number of deaths averted for each of the 14 modelled pathogens by WHO region. The corresponding results for YFH gained are presented in Figure S5. Best estimates (solid lines) are presented with uncertainty bounds, which represent 95% credible intervals generated from 100 samples of Monte Carlo Markov Chain posteriors from impact function fits. See uncertainty of estimates section for further details of uncertainty estimation. Figure S4 Estimated number of deaths averted by each pathogen, in each WHO region. 9 10 Figure S5 Estimated number of years of full health gained by vaccination against each pathogen, in each WHO region. Supplementary methods Categorization of vaccine impact estimation The 14 pathogens considered in this analysis can be categorized into three mutually exclusive groups in terms of the techniques used to quantify vaccine impact (Table S2). Table S2 Approaches to quantifying vaccine impact. Form Description Form 1 Novel simulation of previously published transmission models. Pathogens Measles Poliomyelitis Form 2 Using outcomes from previously published transmission models in the Vaccine Impact Modelling Consortium (VIMC) portfolio. Haemophilus influenzae type B Hepatitis B Japanese encephalitis Neisseria meningitidis A Rotavirus Rubella Streptococcus pneumonia Yellow fever Form 3 Using previously published static modelling approach built upon disease burden estimates from the Global Burden of Disease (GBD) study. Diphtheria Pertussis Tetanus Tuberculosis In the case of forms 2 and 3, vaccine impact estimates were only available for a subset of the 1974-2024 analysis period. Further, in the case of form 2, vaccine impact estimates were only available for a subset of the 194 WHO Member States included in this study. Therefore, we used two separate extrapolation methods to estimate vaccination impact for the full 50-year global scope of this analysis: i. ii. Geographically, for Member States not included in the VIMC portfolio Temporally, to extend to dates for which values are not explicitly calculated through the above methods These five sources (three forms and two extrapolations) of vaccine impact are described in detail in this supplement. Figure S6 illustrates the extent to which each of these impact estimation approaches are used in this analysis, in terms of the number of people vaccinated. Table S3 presents a summary in tabular form. 11 Figure S6 The relative contribution of vaccine impact estimation methods. 12 13 Table S3 Completeness of vaccine impact estimates, by form, geographical coverage and time. Pathogen Geographical scope Of which requires geographical imputation Temporal scope Of which requires temporal extrapolation Form 1 Measles 194 Member States None 1974-2024 None Poliomyelitis 194 Member States None 1974-2024 None Form 2 Haemophilus influenzae type B 194 Member States 84 Member States 1991-2024 1991-1999 Hepatitis B 192 Member States 82 Member States 1994-2024 1994-1999 Japanese encephalitis 23 Member States 5 Member States 2005-2024 None Neisseria meningitidis A 26 Member States None 2002-2024 None Rotavirus 152 Member States 42 Member States 2006-2024 None Rubella 133 Member States 23 Member States 1994-2024 1994-1999 Streptococcus pneumoniae 178 Member States 68 Member States 2002-2024 None Yellow fever 69 Member States 36 Member States 1998-2024 1998-1999 Form 3 Diphtheria 194 Member States None 1974-2024 1974-1979 2022-2024 Pertussis 194 Member States None 1974-2024 1974-1979 2022-2024 Tetanus 194 Member States None 1974-2024 1974-1979 2022-2024 Tuberculosis 177 Member States None 1974-2024 1974-1979 2022-2024 Vaccination coverage assumptions Prior to describing each vaccine impact estimation method, we first define key concepts and present assumptions regarding vaccination coverage. Concept of disease-vaccine-activity Broadly, where evidence exists that different delivery modalities for a given vaccine may result in differing levels of per-dose impact, we attempt to capture such heterogeneity in the analysis. We do this through the concept of disease-vaccine activity. We provide a brief description of the various disease-vaccine-activities represented in this analysis here, and give further details where relevant in the following methodology sections. For impact estimates derived from transmission models (forms 1 and 2), we consider routine and supplementary vaccine activities separately. In order to do this, we estimate impact attributable to each disease-vaccine activity by running full factorial of scenarios where routine and supplementary activities are introduced independently and synergistically, and then take the proportional difference of impact between these scenarios. For impact estimates derived from static models (form 3), we make an assumption regarding how routine and supplementary activities contribute to an overall vaccination coverage and then model these activities together. However, primary and booster schedules are modelled separately (where appropriate), as are vaccine doses for pregnant women. Technical details are provided in the ‘static models’ section. A complete list of all disease-vaccine-activities considered in this analysis are provided in Table S4. Table S4 Disease-vaccine-activities classifications. Disease Vaccine Forms 1 and 2 Activity Hepatitis B Routine vaccination Hepatitis B Hepatitis B birth dose Routine vaccination Haemophilus influenzae type B Haemophilus influenzae type B Routine vaccination Routine vaccination Japanese encephalitis Japanese encephalitis Supplementary Immunization Activity Routine vaccination Measles Measles-containing vaccine (dose 1) Measles-containing vaccine (dose 2) Routine vaccination 14 15 Measles-containing vaccine Supplementary Immunization Activity Neisseria meningitidis A Meningitis A Routine vaccination Supplementary Immunization Activity Poliomyelitis Inactivated polio vaccine Routine and supplementary activities combined Oral polio vaccine Rotavirus Rotavirus Routine vaccination Rubella Rubella-containing vaccine Routine and supplementary activities combined Streptococcus pneumoniae Pneumococcal vaccine Routine vaccination Yellow fever Yellow fever Routine vaccination Supplementary Immunization Activity Form 3 Diphtheria Diphtheria-containing vaccine Primary schedule Booster schedule Pertussis Whole cell pertussis containing vaccine Primary schedule Acellular pertussis containing vaccine Primary schedule Booster schedule Tetanus Tetanus-containing vaccine Primary schedule Booster schedule Dose for pregnant women Tuberculosis Bacille Calmette-Guérin Primary schedule Definition of a ‘Fully Vaccinated Person’ In this analysis we work with two complementary metrics relating to vaccine uptake: 1) vaccination coverage, and 2) Fully Vaccinated Persons (FVP). Vaccination coverage is defined in the classical sense. That is, the number of people vaccinated at some given point in time in some given population divided by the size of that population, resulting in a proportion between zero and one. FVP describes the total number of living people at some given point in time in some given population that have received a ‘full’ schedule of a given vaccine. We stress here that FVP is a quantity defined for each disease-vaccine-activity independently. That is, there is no inter-vaccine dimension to this value. The number of doses required for an individual to be classified as a FVP for each disease-vaccine-activity in given in Table S5. In general, using FVPs only to quantify vaccine impact – and dismissing the potential impact of partially vaccinated people – could be considered a conservative approach. However, this assumption serves to offset the potential over-estimate of those receiving a specific dose of a vaccine; commonly an individual is considered to have received dose n if they receive a dose at the time dose n should be given, regardless of whether they have indeed received all prior doses. As such, the recorded coverage on dose n of a given vaccine can be considered an upper bound for the true value (assuming completeness of data). We note here that an individual may be classified as a FVP for the primary schedule of a given vaccine e.g. diphtheria, but not for the corresponding booster schedule (Table S5). Thus, an individual receiving four doses of diphtheria-containing vaccine would be considered an FVP for diphtheria primary, but not for diphtheria booster. In the case of diphtheria (and also tetanus and pertussis), whilst this lack of consideration for an effect on a partial booster series may be considered conservative, this is offset by the assumption of sterile immunity following a full schedule of booster doses (see Figure S9). The concept of FVP is used in this study primarily as a means in which to quantify cumulative effects of vaccine distribution. Vaccination coverage – being a proportion defined annually and bounded above by one – becomes meaningless in cumulative space over numerous years and is thus poorly equipped for such a use case. Consider a simple example of two consecutive years of 80% coverage for a cohort of 100 children for a single dose vaccine. The cumulative number of FVP in the case would be 160, which has a concrete meaning in our context. There is no meaningful equivalent for the vaccine coverage metric. Cumulative FVP are central concepts in both our temporal extrapolation and geographical imputation statistical models, described below. Table S5 Definitions of fully vaccinated people (FVP) by disease-vaccine-activity. Disease/vaccine Scheduled doses Diphtheria primary 3 Notes Diphtheria booster 3 Hepatitis B Six doses required in total 3 Hepatitis B birth dose 1 16 Haemophilus influenzae type B 3 2 Japanese encephalitis Measles: MCV1 Measles: MCV2 1 Neisseria meningitidis A 1 Full temporal and geographical scope directly modelled, so FVP redundant concept for measles 1 Pertussis primary (whole cell) 3 Pertussis primary (acellular) 3 Pertussis booster (acellular) 3 Poliomyelitis: IPV Six doses required in total Poliomyelitis: OPV 4 Rotavirus 4 Full temporal and geographical scope directly modelled, so FVP redundant concept for polio 3 Rubella 2 Streptococcus pneumoniae 3 Tetanus primary 3 Tetanus booster 3 Tetanus pregnancy Six doses required in total 1 Tuberculosis: BCG 1 Yellow fever 1 17 Vaccination coverage estimates We use four sources for vaccination coverage in this analysis: 1. WHO Immunization Information System (WIISE) database (for routine activities) 2. WHO Supplementary Immunization Activity (SIA) database 3. WHO Polio Information System (POLIS) 4. VIMC coverage estimates We note here that VIMC coverage estimates are themselves a triangulation of multiple sources including WIISE and SIA databases, explained in detail by Toor et al 6 and illustrated in the VIMC dataviz tool. 36 For pathogens and Member States within the scope of VIMC, we use VIMC vaccination coverage estimates. For all pathogens and/or Member States outside the scope of VIMC, we calculate vaccination coverage using WIISE and SIA databases. Figure S7 illustrates the contribution of each data source to overall coverage estimates by vaccine. The dashed line shows the total number of people (in billions) receiving a full course of vaccine within this activity. Figure S8 illustrates the age distribution of all data by source of coverage estimates. The wider, less targeted age range of SIA doses is prominent. Figure S7 Vaccination coverage by data source. 18 Figure S8 Age distribution of vaccination, by data source. Relationship between routine and supplementary coverage To derive an overall vaccination coverage estimate that incorporates both routine and supplementary coverage estimates (required for the static modelling approach (form 3)), we assume the synergistic effect follows the cumulative distribution function of the binomial distribution. That is, overall vaccination coverage, 𝑐, is defined as: � �𝑘,𝑦,𝑎 = 1 − (1−𝑟𝑘,𝑦,𝑎)(1− 𝑠𝑘,𝑦,𝑎) for a given Member State 𝑘, year 𝑦, age group 𝑎, where 𝑟 is coverage of routine vaccination, 𝑠 is the coverage of supplementary activities. By using such a relationship, the underlying assumption is that supplementary doses are untargeted and therefore are proportionally likely to be received by an individual already vaccinated as they are by an unvaccinated individual. We note here that coverage remains capped at 100% by construction of this function. Coverage assumptions over the period 1974-1979 Data is available for the period in 1980-2022 in the majority of cases, where applicable. For the 17 month post-data period we modelled (up to May 2024), we assumed vaccination coverage 19 was constant from 2022 levels. For the period 1974-1979, we used vaccination coverage in 1980 for the pathogens available at that time (DTP, BCG, measles, and polio vaccines) along with one of two assumptions: 1. Vaccination coverage was constant over the 1974-1980 period for Member States with high-income World Bank status in 1980. 2. Vaccination coverage linearly increased from zero over 1974-1980 period for Member States with middle- or low-income World Bank status in 1980. We note here that assumption 2 is a conservative approach for estimating vaccine coverage in non-high-income Member States over this pre-1980 period. We also simulated the more ambitious assumption of constant coverage over 1974-1979 (set at 1980 levels) for middle- and low-income Member States, resulting in an additional 0.6% deaths averted (950,000 deaths) over this period. Figure S6 illustrates the general post-1980 scale up of vaccine coverage for available vaccines. Switch between whole-cell and acellular pertussis vaccines There are two formulations of pertussis vaccine in extant use, whole-cell (essentially killed, wP) and acellular (subunit, aP) pertussis vaccines. Acellular pertussis vaccine is generally better tolerated with lower reactogenicity. However in the acellular formulation clinical protection wanes faster, and susceptibility returns from about 10 years from vaccination. Since young adults may be susceptible, and pregnant women with low antibody titres provide little to no transplacental transfer to newborns, young infants born to susceptible families are at risk of infection and severe disease. wP is given in many low- and middle-income Member States as part of the Pentavalent vaccine (DwPT, Hib, HepB), though in March 2024 a wP hexavalent vaccine that includes injectable polio vaccine achieve prequalification. In many high-income Member States an aP hexavalent formulation is in use. The Strategic Advisory Group of Experts on Immunization position policy of 2015 reiterates standing policy and states: “National programmes may therefore consider the vaccination of pregnant women with 1 dose of TdaP in the 2nd or 3rd trimester and at least 15 days before the end of pregnancy where despite high infant coverage there would still be some infant mortality”. Although this is a global recommendation, in practice aP has been introduced mainly in high income Member States. To the best of our knowledge, Member States specific data on switch from wP to aP are not systematically available. We make the following assumptions in this analysis: • Member States with high-income World Bank status in 1995 are assumed to have switched from wP to aP vaccines. From 1995 onwards, all pertussis vaccines in these Member States (primary and booster schedules) are assumed to be the acellular formulation. • Member States with middle- or low-income World Bank status in 1995 are assumed to be using whole-cell pertussis vaccines for the entire analytical timeframe. • We assume all booster doses given are of acellular formulation, regardless of Member State income status and formulation used for primary schedule. 20 Transmission models (forms 1 and 2) For measles, we used the mean of two previously published models to estimate measles impact.8,9,37 While these models are part of the VIMC portfolio, we ran a novel simulation with these two models using available data for historical measles coverage rate. For polio, we collaborated with Kid Risk, Inc. who provided deaths, paralytic cases, and DALYs averted with the number of doses for OPV and IPV, building on a prior retrospective model that characterised the reduction in poliovirus cases due to historical poliovirus immunization through 2021 compared to the counterfactual scenario of no poliovirus vaccines.10 The current analysis extends the model to account for poliovirus importation events and OPV and IPV vaccine delivery that occurred through mid 2024 For this analysis, the counterfactual scenario assumes no seasonality, but otherwise applies the same assumptions as previously reported.10 To characterise mortality, the results conservatively assume fatality rates for paralytic polio cases based on the observed rates reported to the WHO and curated in WHO’s polio information system POLIS. For the no vaccine scenario, this assumption assumes the development of sufficient global resources for respiratory support to maintain the observed vaccine scenario fatality rate during outbreak surges, which implies maintenance and expansion of polio wards in hospitals with iron lungs. In the absence of this capacity, greater fatality rates could have occurred during outbreaks than considered for the counterfactual scenario. For eight pathogens, we used previously reported outcomes from 17 transmission models reporting to the Vaccine Impact Modelling Consortium (VIMC) (Table S6). The version of VIMC modelling estimates used in this study are associated with the identification number: 20240318 082736-d6c0daf9, as used in Toor et al.6 These VIMC estimates are based upon short-term default coverage extrapolations from 2021 to mid-2024. Table S6 Models contributed by the Vaccine Impact Modelling Consortium (VIMC). Pathogen Model name/institution PRoGReSs, Centre for Disease Analysis Foundation38 Model details A dynamic, deterministic disease burden model of hepatitis B virus transmission that calculates the annual prevalence, incidence, and mortality by stage of liver disease, serologic status (low-viral load, high viral load, on-treatment), sex, and age. Hepatitis B Imperial College London39,40 A dynamic, population-level, deterministic, transmission model structured by age, sex, and region. The model contains acute (Severe Acute and Non-severe Acute) and chronic (Immune Tolerant, Immune Reactive, Asymptomatic Carrier, Chronic Hepatitis B, Compensated Cirrhosis, Decompensated Cirrhosis and Liver Cancer) mutually exclusive disease states. 21 22 Goldstein41 A static deterministic model that examines the mortality outcomes due to hepatitis B virus infection, including deaths of fulminant hepatitis, and deaths of liver cirrhosis and hepatocellular carcinoma as results of chronic hepatitis B. Haemophilus influenzae type B The Lives Saved Tool (LiST), Johns Hopkins University42 A static, deterministic, linear mathematical model for estimating the health impact of changes in coverage of 80 health interventions, including vaccines. LiST generates estimates of Hib pneumonia and meningitis cases and deaths averted by the coverage scale-up of Hib vaccine. Universal Vaccine Decision Support model (UNIVAC), LSHTM43 A static cohort model with a finely disaggregated age structure (weeks of age <5 years, single years of age 5–99 years) that calculates impact (% reduction in cases, clinic visits, hospitalisations, lifelong sequelae, deaths and DALYs). UNIVAC included estimates for non severe Hib pneumonia, severe Hib pneumonia, Hib meningitis and Hib non-pneumonia/non-meningitis in children aged <5 years. Japanese encephalitis National University of Singapore44 A dynamic, deterministic model s a basic catalytic model for the force of infection. A ‘bottom up’ approach was used to generate deaths and cases i.e. from infection rates applying parameters governing the proportion of infections that are symptomatic and the proportion that die (case fatality ratio). University of Notre Dame45,46 A static, stochastic model of Japanese encephalitis virus transmission with a constant force of infection to calculate infections, cases and deaths. Measles* DynaMICE, London School of Hygiene and Tropical Medicine (LSHTM) 9,37 A dynamic, age-structured compartmental transmission model. Uses country-specific estimates for the basic reproduction number. Case fatality rates are defined as a function of incidence. Pennsylvania State University (PSU)8 A dynamic, age-structured, discrete time-step, annual SIR model which estimates the aggregate number of cases over one-year time steps. While LSHTM and PSU models are part of the VIMC portfolio, we ran novel simulations with these two models for the purpose of this analysis. Neisseria meningitidis A University of Cambridge47 A dynamic, compartmental transmission model of Neisseria meningitidis group A carriage and disease. Model developed for MenAfriVac. Kaiser Permanente Washington48 A dynamic, stochastic, age structured, compartmental transmission model of Neisseria meningitidis A 23 Streptococcus pneumoniae The Lives Saved Tool (LiST), Johns Hopkins University42 LiST generates estimates of pneumococcal pneumonia and meningitis cases and deaths averted by the coverage scale-up of pneumococcal conjugate vaccine. Universal Vaccine Decision Support model (UNIVAC), LSHTM43 UNIVAC included estimates for non severe Pneumococcal pneumonia, severe Pneumococcal pneumonia, Pneumococcal meningitis, severe Pneumococcal non-pneumonia/non meningitis in children aged <5 years, and cases of Pneumococcal acute otitis media. Rotavirus Emory University49 A dynamic, deterministic, age structured compartmental transmission model that simulates rotavirus transmission and estimates disease incidence/burden in a given country. The Lives Saved Tool (LiST), Johns Hopkins University42 LiST generates estimates of rotavirus diarrhoea cases and deaths averted by the coverage scale-up of rotavirus vaccine. Universal Vaccine Decision Support model (UNIVAC), LSHTM43 UNIVAC includes estimates of rotavirus deaths <5 years and cases (non-severe and severe). Rubella Johns Hopkins University50 A dynamic, discrete-time, stochastic, age-structured, compartmental transmission model. A ‘bottom up’ approach was used to calculate congenital rubella syndrome cases, and deaths, from modeled output. Public Health England51,52 A dynamic, deterministic, age and sex-structured, compartmental, transmission model that calculates congenital rubella syndrome cases and deaths. Yellow Fever Imperial College London53,54 A static force of infection epidemiological model that uses published values of the proportion of infections which are severe and of case fatality rate to calculate the burden of disease. University of Notre Dame53,55 A static transmission model that assumes a constant force of infection for each endemic country. Scaled estimates were used to project the annual number of infections, and this quantity is multiplied by probabilities of disease and death. More detailed model descriptions are available in VIMC’s second consortium-wide paper.6 Static models (form 3) Static models were developed to estimate vaccine impact for four diseases: diphtheria, tetanus, pertussis, and tuberculosis. A more basic formulation of these static models has been previously published.11 Several enhancements to these static models have since been incorporated, and thus we fully derive these models here. The 2021 Global Burden of Disease estimates (GBD 2021) for four diseases were used for this analysis.56-59 Broadly, vaccine impact – in terms of deaths averted and DALYs averted (or equivalently YHL gained) – is derived for each disease vaccine-activity using three key quantities: 1. Disease-attributable mortality and morbidity as estimated by GBD 12 2. Vaccine efficacy profiles 3. Vaccination coverage Effective vaccine coverage The last two quantities are combined to result in an estimate of ‘effective vaccine coverage’, which is then used to estimate disease-attributable mortality and morbidity in a hypothetical scenario of no historical vaccination. Vaccine impact is then calculated as the difference between the outcomes in this hypothetical ‘no vaccine’ scenario and the GBD burden estimates. In this context, vaccine efficacy is interpreted as the reduction in probability of disease or death. Where appropriate, distinct vaccine efficacy profiles are derived for the primary schedule and any subsequent booster schedule, allowing for unique initial efficacy and waning immunity characterisations. For vaccines for pregnant women, a distinct efficacy profile is used for the effect on the newborn. In the case of pertussis, we derive distinct efficacy profiles for whole-cell and acellular vaccines. The data used to inform each vaccine efficacy profile is detailed in Table S7. In most cases, data refer to initial efficacy (efficacy in the year of vaccination) or half-life (number of years taken for efficacy to decay to half of initial efficacy). Upon visual inspection of the data available, and following expert consultation, a functional form was assumed for each vaccine efficacy profile (Table S7). Generally, exponential decay functions were assumed for primary schedule and constant functions assumed for booster schedules, with the interpretation being that once an individual has received all doses in the primary and booster schedules (six doses for DTaP) immunity no longer decays. The BCG vaccine for TB was a special case, in which we assumed a sigmoidal decay. We fitted the parameters of the designated functional form using an Adaptive Stochastic Descent optimisation algorithm.60 The optimisation process was repeated ten times for each disease-vaccine-activity using different initialisations to maximize the probability that the global optimum was identified. Table S7 states the fitted parameters for each pre-defined disease vaccine-activity functional form. Figure S9 illustrates the resulting vaccine efficacy profiles along with the data used. 24 25 Table S7 Details of functional form used to represent vaccine efficacy – in terms of reduction in death or disease – for each statically modelled disease. Disease Vaccine Activity Efficacy data used [efficacy, years from vaccination] Assumed functional form Fitted parameters Diphtheria Diphtheria containing vaccine Primary schedule Initial efficacy: [0.87, 0]61 [0.95, 0]62 Half-life (of 87% initial efficacy): [0.44, 19]63 [0.44, 27]64 Half-life (of 95% initial efficacy): [0.48, 19]63 [0.48, 27]64 Exponential decay � �=𝑎𝑒−𝑏𝑡 � �=0.90 � �=0.29 Booster schedule Booster efficacy: [0.95, 0]65,66 Constant � �=𝑎 𝑎=0.95 Pertussis Whole cell pertussis containing vaccine Primary schedule Initial efficacy: [0.94, 0]67 [0.92, 0]68 [0.99, 0]69 15 year half life (expert opinion): [0.46, 15] Exponential decay � �=𝑎𝑒−𝑏𝑡 � �=0.95 � �=0.046 Acellular pertussis containing vaccine Primary schedule Initial efficacy: [0.84, 0]67 [0.80, 0]70 75% efficacy drops 35% after 5 years: [0.49, 5]71 Vaccine efficacy of 41% after 8 years: [0.41, 8]70 Exponential decay � �=𝑎𝑒−𝑏𝑡 � �=0.82 � �=0.093 Booster schedule Efficacy similar to primary series (expert opinion): [0.80, 0]70 Constant � �=𝑎 𝑎=0.80 Tetanus Tetanus containing vaccine Primary schedule Initial efficacy: [0.95, 0]72 Half-life: [0.48, 11]63 [0.48, 14]64 Exponential decay � �=𝑎𝑒−𝑏𝑡 � �=0.95 � �=0.054 Booster schedule Booster efficacy: [0.95, 0]73 Constant � �=𝑎 𝑎=0.95 Pregnancy schedule Tuberculosis Bacille Calmette Guerin Primary schedule Maternal immunity among neonates: [0.45, 0]74 [0.65, 0]75 [0.94, 0]76 Initial efficacy: [0.66, 0]77 [0.66, 15]78 Step function � � ={ 𝑎, 𝑡 <1 0, 𝑡 ≥ 1 Sigmoidal decay � � =0.68 Half-life of 20 years (expert opinion): [0.33, 20] [0.10, 40] Maternal immunity assumptions � � =𝑎+ 𝑏−𝑎 1+(𝑡 𝑐⁄)−𝑑 𝑎 =0.68 � � =0.097 � � =19.3 � � =10.0 For vaccines delivered during pregnancy, we assume the effect on the pregnant women is equivalent to a booster dose. For the effect on the newborn, we use a distinct vaccine efficacy profile (Table S7 and Figure S9). The efficacy in the newborn is assumed to remain during the neo-natal phase (first 4 weeks of life) and then decay to zero. In effect, only neonates receive any benefit of maternal immunity, with no residual effect for post-neonatal infants. Figure S9 Derived assumptions of effective protection of diphtheria, tetanus, pertussis and BCG vaccines against death, throughout the life course. Note that the efficacy associated with ‘pregnancy schedule’ is the effect on newborns, which decays to zero effect after the neonate phase of 28 days. 26 Model formulation For each disease-vaccine-activity 𝑥, we derive effective vaccine coverage 𝑒 in each Member State 𝑘 for each year 𝑦 and single-year age group 𝑎 as: � � 𝑒𝑥,𝑘(𝑦, 𝑎) = 1 − ∏ (1−𝑐𝑥,𝑘(𝑖,𝑦 −𝑖+𝑎)∙𝜀𝑥(𝑦 −𝑖)) 𝑖=𝑦−𝑎 Where 𝑐𝑥,𝑘(𝑦,𝑎) is vaccine coverage in year 𝑦 for age 𝑎, and 𝜀𝑥(𝑡) is vaccine efficacy 𝑡 years after vaccination for the specific disease-vaccine-activity. Note that commonly only one term in this equation is non-trivial, given that routine vaccinations (which make up the vast majority of doses in the case of diphtheria, pertussis, tetanus, and tuberculosis) are generally targeted at a specific age group – commonly infants – each year. It remains to aggregate effective vaccine coverage for a given disease. First, we aggregate effective vaccine coverage for each vaccine 𝑣 that targets disease 𝑑, noting that two distinct vaccines are modelled for pertussis (whole cell and acellular). This process involves weighting between primary and booster schedule effect such that those receiving boosters are not double counted. Let disease-vaccine-activity 𝑥 = 𝑝𝑣 represent the primary schedule for vaccine 𝑣, and � � =𝑏𝑣 the booster schedule, then we define: � �𝑣,𝑘(𝑦, 𝑎) = 𝑒𝑝𝑣,𝑘(𝑦,𝑎)[1 − 𝑐𝑏𝑣,𝑘(𝑦,𝑎) 𝑐𝑝𝑣,𝑘(𝑦, 𝑎) ] +𝑒𝑏𝑣,𝑘(𝑦,𝑎) That is, effective coverage in the primary schedule is reduced by the proportion of primary FVP that are not booster FVP. We then aggregate up to effective vaccine coverage for disease 𝑑 by considering the effects of each relevant vaccine to be additive. That is: � �𝑑,𝑘(𝑦,𝑎) = ∑𝑒𝑣,𝑘(𝑦,𝑎) 𝑣 Figure S10 illustrates global effective vaccine coverage of each vaccine in each year between 1974 and for age groups 0 to 50 years. Figure S11 represents the corresponding effective vaccine coverage summarised at disease level. 27 Figure S10 Effective vaccine coverage for each vaccine. 28 Figure S11 Effective vaccine coverage aggregated for each disease. It remains to calculate disease burden averted using the disease-specific effective vaccine coverage values illustrated in Figure S10 in conjunction with disease-attributable mortality or mortality as estimated by GBD.12 Disease-attributable mortality and morbidity estimates, as reported by GBD, are presented at the aggregated global level with broad age stratifications in Figure S12. Here we derive the model for estimating deaths averted. The model for DALYs averted / LFH gained is equivalent. 29 Figure S12 Estimates of the global burden of diphtheria, tetanus, pertussis and TB in terms of deaths and disability adjusted life years, by age and over time (Source: Global Burden of Disease study). Let 𝑑𝑘(𝑦,𝑎) be the number of disease-specific deaths in Member State 𝑘, year 𝑦, and age 𝑎 as reported by GBD. We then estimate the equivalent number of disease-specific deaths in the absence of vaccination 𝑤𝑑,𝑘 using: � �𝑑,𝑘(𝑦,𝑎) = 𝑑𝑘(𝑦,𝑎) 1−𝑒𝑑,𝑘(𝑦,𝑎) We then calculate the number of deaths averted 𝑎𝑑,𝑘 as: � �𝑑,𝑘(𝑦,𝑎) = 𝑤𝑑,𝑘(𝑦,𝑎)− 𝑑𝑘(𝑦,𝑎) 1 1 −𝑒𝑑,𝑘(𝑦,𝑎) =𝑑𝑘(𝑦,𝑎)( −1) The total number of vaccine-attributable deaths averted for disease 𝑑 in Member State 𝑘, denoted 𝐴𝑑,𝑘, is then given by: 2024 100 𝐴𝑑,𝑘 = ∑ ∑𝑎𝑑,𝑘(𝑦,𝑎) 𝑎=0 𝑦=1974 30 Global, age-aggregated outcomes of deaths averted for each of the four diseases is presented in Figure S13 alongside GBD-derived estimates of disease-specific deaths. Note that the blue curves represent total values presented in Figure S12 The corresponding results for DALYs averted / YFH gained is presented in Figure S14. We here remark on several observations from these results. We find a substantial effect of vaccination on tetanus mortality. The historical age profile of tetanus – as estimated by GBD – reports a substantial burden of mortality and morbidity in neonatal infants (those under 4 weeks of age) (Figure S12). This age-structure of disease burden coupled with increasing vaccine coverage among pregnant women and a moderate protective effect of maternal immunity on neonates (Figures S9 and S11) results in an expected large impact. Conversely, the effect of BCG on tuberculous mortality is relatively modest. The age profile of tuberculous mortality burden over the past 50 years is much more heavily concentrated in older adults, with over half of deaths in those above 50 years of age (Figure S12). This age structure, coupled with a vaccine that has a modest initial vaccine efficacy that has decayed to low levels after approximately 20 years (Figure S9) leads to a relatively modest expected impact of vaccination on disease-specific deaths. These two prominent outcomes lead to two conclusions relevant for the future: 1) maternal vaccination against tetanus has great potential to continue saving lives, and 2) innovations in tuberculosis vaccine development for vaccines efficacious in adolescents and adults have considerable scope to prevent future public heath burden. We also find a relatively low absolute effect of vaccine impact on averting diphtheria-related deaths. This finding is driven by a low estimated burden of disease in the vaccination era (Figure S12), and can be considered a conservative estimate that is likely an artefact of the relatively simplistic static modelling approach taken. 31 Figure S13 Estimated disease-specific deaths and deaths averted through vaccination. 32 Figure S14 Estimated disease-specific years of full health gained through vaccination. Extension of model estimates Geographical imputation To impute vaccine impact in Member States outside the scope of the VIMC, we fitted time series regression models with the outcome of deaths averted and YFH gained for each disease-vaccine activity (vaccine dose number in routine programmes or supplementary immunization activities) in each Member State where VIMC estimates were available. Disease-vaccine-activities with fewer than 10 Member States were omitted as the sample was insufficient for extrapolation to other settings. An initial range of predictor variables was selected, encompassing known covariates of vaccination impact, reported in a consistent way globally, over time. Time series regression models evaluate the relationship between the time series of the predictor and the time series of the outcome variable. For predictors where we had prior knowledge of a time-lagged effect, we included offset terms, as summarised in Table S8. 33 34 Table S8 Predictor variables included in the model selection for geographical imputation. Variable Description Source Vaccination coverage (current year, y) Proportion of the population fully vaccinated, according to the study definition of a fully vaccinated person, in the same calendar year as the outcome variable As per study Vaccination coverage (y-1) As vaccination coverage, with lag of 1 year As per study Vaccination coverage (y-2) As vaccination coverage, with lag of 2 years As per study Vaccination coverage (y-3) As vaccination coverage, with lag of 3 years As per study Vaccination coverage (y-4) As vaccination coverage, with lag of 4 years As per study Stunting Proportion of under-fives falling below minus 2 standard deviations (moderate and severe) and minus 3 standard deviations (severe) from the median height-for-age of the reference population UNICEF79 Maternal mortality Maternal deaths from pregnancy or childbirth per 100,000 live births UNICEF80 Basic water Proportion of population with access to at least a basic water source Gapminder Foundation81 Basic sanitation Proportion of population with access to at least basic sanitation Gapminder Foundation81 Male adult literacy Proportion of males aged 15 years and above who can read and write World Bank82 Female adult literacy Proportion of females aged 15 years and above who can read and write World Bank83 35 Attended births Proportion of births attended by skilled health workers Gapminder Foundation81 Gini coefficient (current year, y) Statistical dispersion of income Gapminder Foundation81 Gini (y-1) As Gini, with lag of 1 year Gapminder Foundation81 Gini (y-2) As Gini, with lag of 2 years Gapminder Foundation81 Gross domestic product (current year, y) GDP per capita in constant purchasing power parity US dollars Gapminder Foundation81 GDP (y-1) As GDP, with lag of 1 year Gapminder Foundation81 GDP (y-2) As GDP, with lag of 2 years Gapminder Foundation81 Private health spending (current year, y) Private share of total health spending Gapminder Foundation81 Private health spending (y-1) As private health spending, with lag of 1 year Gapminder Foundation81 Private health spending (y-2) As private health spending, with lag of 2 years Gapminder Foundation81 Health spending (current year, y) Total health spending per capita Gapminder Foundation81 Health spending (y-1) As health spending, with lag of 1 year Gapminder Foundation81 Health spending (y-2) As health spending, with lag of 2 years Gapminder Foundation81 Where predictor data were temporally incomplete, we imputed missing values using linear models with a trend component (forecast package for R; Hyndman and Khandakar). Since the number of potential predictor combinations was large (24! = 6 1023) we used a phased approach for model selection. In each phase, we used a corrected Akaike Information Criterion (AICc) to compare models, both within the group and with those from the previous phase. The exercise was conducted for each disease-vaccine-activity combination in each Member State for which VIMC estimates of vaccine impact were available: 1. In the first phase, the AICc was used to assess how many lagged years of vaccination coverage should be included. 2. Secondly, we assessed the 11 single non-coverage predictors (stunting, maternal mortality, basic water, basic sanitation, male adult literacy, female adult literacy, attended births, Gini coefficient, GDP, total health spending, private health spending) and 55 pairwise combinations of group 2 predictors in combination with the best choice of vaccination coverage inclusion from phase 1. 3. Next, we assessed whether the 66 models in phase 2 could be improved by removing one or more years of lagged vaccination coverage 4. Where predictor combinations included the Gini coefficient, GDP, total health spending or private health spending, we assessed whether a model including lagged values of these variables would be preferable. 5. Finally, we assessed whether the 55 models that already included two non-coverage predictors could be improved by adding a third and, if so, a fourth. In practise, it was unnecessary to continue beyond this point. The outcome of this stepwise model selection approach was a chosen model for each disease vaccine-activity in each VIMC Member State. To avoid complexity (and noting that this may in itself be a form of over-fitting), we grouped Member States and selected the most common model choice for the group. Our baseline approach was to group Member States by WHO region but we conducted a sensitivity analysis grouping by current World Bank income level and by bands of current DTP vaccination coverage. The model fit to observed vaccination impact from this approach is shown in Figures S15 and S16. 36 Figure S15 Fit of time series regression models to observed vaccination impact for each disease-vaccine-activity with sufficient observations. 37 Figure S16 Fit of time series regression models, plotted by disease-vaccine-activity and WHO region. Points represent ‘data’; that is, transmission model estimated cumulative deaths averted divided by cumulative FVP. The corresponding coloured lines represent the regression model fit, grouped by Member State. Black lines represent the imputed ratio of cumulative deaths averted and cumulative FVP for Member States without transmission model estimates. For Member States without primary estimates of vaccination impact we used the selected model for their grouping again using WHO region in the baseline case and conducting a sensitivity analysis of World Bank income level and band of DTP vaccination coverage, using the group median of fitted predictor coefficients to inform the model. Being conscious that the geographical imputation approach is, in effect, an extrapolation from VIMC to non-VIMC Member States, known to be contextually different, we assessed the validity of our estimates against observed measures of vaccination impact in the imputed Member States, where available. Non-linear impact functions and temporal extrapolation Vaccine impact derived using form 2 (VIMC modelling portfolio, eight pathogens) and form 3 (static models, four pathogens) represent only a subset of the 50 year timeframe of this analysis; 2000-2024 for form 2 and 1980-2021 for form 3. For several of the relevant pathogens, there exists vaccine coverage outside of the directly modelled temporal scope, for which we must extrapolate expected vaccine impact. 38 Over a short period, it may be reasonable to assume that the per-FVP impact of vaccination may hold constant over time. That is, for a given vaccine each FVP averts a consistent number of deaths (or gains a consistent number of YFH) year on year. However, over a long-term period – such as the 50 years considered in this analysis – such an assumption may not necessarily be suitable. We here offer some justification for this reasoning. Depending on the dynamics of the pathogen and properties of the vaccine itself, two complimentary effects of vaccination may be observed. First, an individual-level benefit that may prevent disease and/or death. Second, a population-level benefit that may break transmission chains (due to reduced bacterial/viral load in infected people and/or due to infection/transmission blocking effects of the vaccine). As vaccine coverage increases, maximal population-level benefits may become realised. Thus, over a given coverage threshold – commonly termed the ‘herd immunity threshold’ – the proportional gain of population benefit relative to individual benefit decreases. As such, the impact per FVP may begin to saturate for high coverage levels. We stress, however, that decreasing coverage would similarly be expected to result in a non-linear impact per drop in FVP; larger negative effects would occur as coverage falls back below herd immunity threshold. Moreover, there may also exist a growth in impact per FVP, especially in the early stages in vaccine rollout. As more of the population are vaccinated (up to a certain threshold), a pathogen may circulate less and therefore a proportional increase in population level benefit over individual level benefit may be observed. With this reasoning considered, to accurately back or forward project vaccine impact per FVP beyond the directly modelled scope, we hypothesize that cumulative per-FVP impact may follow one of four functional forms: linear growth, exponential growth, logarithmic growth (saturating at high levels of coverage), or sigmoidal growth (initial exponential growth followed smoothly by saturating logarithmic growth). Table S9 describes the four functional forms used in more detail. All functions pass through the zero FVP – zero impact origin by construction. Table S9 Functions evaluated for impact factor model selection. Function name Equation Number of parameters Linear gradient � � =𝑝1𝑥 Description Straight line through the origin. 1 Logarithmic growth � � = 𝑝1 1+𝑒−𝑝2𝑥 −𝑝1 2 ⁄ Gradient represents an ‘impact factor’. 2 Exponential growth � � =𝑝1𝑒𝑝2𝑥 −𝑝1 Logarithmic growth function that saturates. 2 Exponential growth that continues to rise. 39 Sigmoidal growth � � =𝑝1(1− 1+(𝑥 𝑝2 1 ⁄ )𝑝3 ) 3 Initial exponential rise smoothly continuing into logarithmic saturation. An ‘S’ shape. Where the number of modelled cumulative FVP – cumulative deaths averted data is sufficient, each functional form is fitted for each disease-vaccine-activity and Member State combination. Formally, let 𝑘 be the number of cumulative FVP – cumulative death averted data points for a given disease-vaccine-activity for a given Member State. An artificial data point is appended at the origin (that is, zero FVP implies zero vaccine impact), such that each function is fit to 𝑘 + 1 coordinates. For a function with 𝑛 parameters, we attempt to fit said function to the data only if � � ≤𝑘. Thus, in the extreme case of 𝑘 = 1, only the linear gradient function is fitted. For each disease-vaccine-activity and Member State combination, a Monte Carlo Markov Chain (MCMC) algorithm was used to derive posteriors for all fitted function parameters. The priors used for the MCMC process were derived by an Adaptive Stochastic Descent optimsation algorithm, with the result of this optimisation informing the mean of each parameter prior. The prior for each parameter was assumed to be Gaussian distributed with a unit standard deviation. The MCMC algorithm was run ten times for each disease-vaccine-activity-Member State instance to ensure the resulting chains converged to the same globally optimal result. Posterior samples were then generated by randomly selecting a subset from the combination of the ten MCMC chains. Finally, a corrected Akaike Information Criterion (AICc) score was used to select the most appropriate functional form for each disease-vaccine-activity and Member State combination. The AICc model selection criteria helps to ensure the best fitting functional form is selected, whilst reducing the probability of selecting a function that over-fits the data. Figure S17 illustrates the data (presented as points) and resulting fitted functional form (lines) selected for each disease-vaccine-activity. Figure S18 shows the proportion of Member States for which each functional form was selected, for each disease-vaccine-activity. Using these fitted relationships between vaccination coverage (in terms of cumulative FVP) and vaccine impact (in terms of cumulative deaths averted / cumulative YFH gained), we inferred vaccine impact either back or forward in time according to observed coverage in all cases where vaccine impact was not directly modelled. 40 Figure S17 Fitted functional representation of cumulative FVP against cumulative deaths averted per capita. Points represent ‘data’; that is, outcomes from 1) transmission models, or 2) geographical imputation time series models. Lines represent impact function fits. Points and lines and grouped and coloured by Member State. 41 Figure S18 Proportion of Member States for which each functional form was selected by disease-vaccine-activity. Uncertainty of estimates It is important to appreciate that our uncertainty bounds relate only to the work of our modelling. They are not bounds around the veracity of the estimates themselves. It is not possible to propagate uncertainty at all levels of estimation, of all the hierarchical underlying models or of the values input into the models. For example, we took existing estimates of coverage and of population denominators as such, that is we took them to be true. We used these inputs to conduct our modelling, and we fit functional forms and derived Markov Chain Monte Carlo posteriors. In the process of deriving these posteriors we predefined the magnitude of the allowable uncertainty. In this sense the bounds are arbitrary. They broadly show the scale of uncertainty, but they should not be interpreted as a claim to where the edges of valid estimates possible lie. Bounds we produce do not describe the probability distribution of the true estimator under our assumptions, as bounds of regression say are usually interpreted. Put simply, the bounds are not as big as they should be given the multiple levels of uncertainty, and do not carry the usual meaning. The coverage estimates that derive from WIISE are those that are produced through the WHO and UNICEF Estimates of National Immunization Coverage (WUENIC). WUENIC numbers are not statistical estimands, and do not have uncertainty bounds. They are based on a logic model that applies predetermined rules to triangulate Member States’ official reported coverage against 42 other sources of evidence, to achieve a final determination of national coverage. The methods for WUENIC are published, and also made available on the WUENIC site. WUENIC numbers form the input for many arising statistical or modelling efforts by academic institutions globally. More importantly they form the basis for country decision making and planning. Further methods, and relevant publications, are available here: www.who.int/docs/default-source/immunization/immunization coverage/wuenic_notes.pdf?sfvrsn=88ff590d_6 WPP estimates are produced by the UN Population Division. UNPD produce uncertainty bounds for prospective population projections, but not for past population figures, the latter being relevant for our present analysis. To be sure even retrospective numbers are derived from hierarchical Bayesian models that do incorporate uncertainty bounds, for example with respect to inter alia fertility rate assumptions or sex ratio at birth, cause of death data, international migration, et cet. See for example Liu, P., and A.E. Raftery (2020). Accounting for uncertainty about past values in probabilistic projections of the total fertility rate for most Member States. The annals of applied statistics, vol. 14, No. 2, pp. 685-705. WPP methods are described here: https://population.un.org/wpp/Publications/Files/WPP2022_Methodology.pdf Interested readers who seek to extend on our work, (we have made public our data and code) will of course need to grapple with the same issues, as we have done. Accounting for potential double counting Since we estimate the deaths averted separately by a number of disease-vaccine-activities, we assessed the potential impact of double counting. That is, a life saved from measles may later be saved from invasive pneumococcal disease but should not count as two lives and falsely inflate the overall rate of reduced mortality. We used a Bernoulli process to provide an estimate of the potential scale of this effect. Although the Bernoulli method for competing risks provides a lower bound, it is accepted as the most robust approach for finding an approximate value. The � �𝑜𝑟𝑡𝑎𝑙𝑖𝑡𝑦𝑐𝑜𝑚𝑏𝑖𝑛𝑒𝑑 = 1 − ∏(1 −𝑚𝑜𝑟𝑡𝑎𝑙𝑖𝑡𝑦𝑑𝑣𝑎) 𝑑𝑣𝑎 equation is: By calculating the combined mortality in the presence and absence of vaccination, we quantified the potential impact of double counting on the number of deaths averted. For infants aged 12 months and younger, 355,000 deaths may have been counted twice, 0.343% of the total. For the overall population, the number is lower since the rate of deaths averted by each disease-vaccine activity is lower. Making the limiting assumption that risk in the population is homogenous, it is much less likely that the same person will be affected by two diseases. The potential number of deaths counted twice in the overall population is 25,000 which equates to 0.01% of the total. 43 Code library and reproducibility The open source code library for this analysis is publicly available from the World Health Organization GitHub repository: https://github.com/WorldHealthOrganization/epi50-vaccine-impact For longevity of the code used to generate all results and figures presented here, all files can be downloaded from Zenodo (DOI: 10.5281/zenodo.10980462): https://zenodo.org/doi/10.5281/zenodo.10974443 All input data and configuration files required to reproduce this analysis in full are also open source and contained within this repository. 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